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Home  > Business/Finance  >  Financial Services  >  Fund Management

Mutual Fund Breakpoint Aggregation: How Well Do You Know Your Customer?

Published Date: June 2003
Published By: TowerGroup
Page Count: 12
Order Code: R301-0346
 
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DescriptionTable of ContentsSearch Inside
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Vision
Business Drivers
Implications
Breakpoints and Load Waivers
Summary Findings of the Joint SEC, NASD, NYSE
Examinations
The Firm’s Responsibility
The Individual Broker’s Responsibility
Impact
Technology Implications of the Breakpoint Issue
Challenges
Conclusion
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